David S Pearson

Current Employers

Employment History

• 01/2006 → Present
  Salt Lake Bsi, Inc.
  Salt Lake City, UT
• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2011 → Present
  Peak Financial Network Solutions Aka Financial Network Fid West
  Murray, UT

Previous Registrations

• 2003-09-23 → 2004-01-09
  Lpl Financial Llc
  San Francisco, CA
• 2001-09-10 → 2003-07-24
  Cuna Brokerage Services, Inc.
  Ogden, UT

Other Businesses

1) NAME OF OTHER BUSINESS: INSURANCE, INVESTMENT RELATED: YES, NATURE OF BUSINESS: SALE OF FIXED INSURANCE (LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE), POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: SALE OF VARIOUS INSURANCE COMPANIES AS AN AGENT; 2) NAME OF OTHER BUSINESS: PEARSON & PEARSON, LLC, INVESTMENT RELATED: NO, NATURE OF BUSINESS: REAL ESTATE MANAGEMENT/RENTAL PROPERTIES. POSITION/TITLE/RELATIONSHIP: CO-OWNER, START DATE: 1994 APX NUMBER OF HOURS PER MONTH: 1-2 HOURS PER MONTH, BRIEF DESCRIPTION OF DUTIES: OWNER OF REAL ESTATE MANAGEMENT AND RENTAL PROPERTY. 3) NAME OF OTHER BUSINESS: PEAK FINANCIAL NETWORK SOLUTIONS AKA FINANCIAL NETWORK FID WEST, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2011, POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT/FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES, CONTRACT WITH INDIVIDUALS AND OR INSTITUTIONS TO PROVIDE INVESTMENT SERVICES PROGRAM MANAGEMENT; 4) NAME OF OTHER BUSINESS: DPPH, LLC; INVESTMENT RELATED: NO; ADDRESS: 1265 FORT UNION BLVD SUITE 115, COTTONWOOD HEIGHTS, UT 84047; NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY; START DATE: 10/2017; POSITION/TITLE/RELATIONSHIP: OWNER / PARTNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: OWNER / PARTNER DUTIES; 5) NAME OF OTHER BUSINESS: TRUSTEE FOR NIECE'S ILIT; INVESTMENT RELATED: NO; ADDRESS: 1265 FORT UNION BLVD SUITE 115, COTTONWOOD HEIGHTS, UT 84047; NATURE OF BUSINESS: IRREVOCABLE LIFE INSURANCE TRUST; START DATE: 02/2017; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MAKE SURE LIFE INSURANCE PROCEEDS ARE USED TO CARE FOR NIECE'S DAUGHTER; 6) NAME OF OTHER BUSINESS: WINCHESTER OFFICE PARK CONDOMINIUMS ; INVESTMENT RELATED: NO ADDRESS: 118 W. WINCHESTER ST #100. MURRAY UT 84107 ; NATURE OF BUSINESS: NON-PROFIT PROPERTY ; START DATE: 06/2019 ; POSITION/TITLE/RELATIONSHIP: DIRECTOR ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: DIRECTING PROPERTY MAINTENANCE AND IMPROVEMENTS ACTIVITIES ; 7) NAME OF OTHER BUSINESS: PEAK GC THREE LLC; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY INVESTMENT; 8) NAME OF OTHER BUSINESS: PEARSON & PEARSON INC ; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: BUSINESS EXPENSE MANAGEMENT; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE PAYROLL, EMPLOYEES AND BUSINESS EXPENSES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-11
• S63 Uniform Securities Agent State Law Examination
  1991-10-24

Designations

Other Names

• David Pearson