Stephen Edward Jackson

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2025-04-02

WA RA
APPROVED

Since 2025-04-02

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Kirkland, WA • United States

Kirkland, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Independent Financial Group	San Diego	CA	12/2008	04/2025
Lpl Financial	Kirkland	WA	04/2025	Present

12/2008 → 04/2025

Independent Financial Group

San Diego, CA
04/2025 → Present

Lpl Financial

Kirkland, WA

Previous Registrations

2008-12-12 → 2025-04-01

Independent Financial Group, Llc

Kirkland, WA

Kirkland, WA

San Diego, CA

San Diego, CA

Camarillo, CA
2007-05-30 → 2008-12-11

Eplanning Advisors Inc

Roseville, CA
2003-06-09 → 2004-04-20

Lpl Financial Llc

Lynwood, WA
2003-07-14 → 2004-04-14

Diversified Financial Advisors

Lynnwood, WA
2002-12-09 → 2003-03-17

Ameriprise Financial Services, Llc

Bellevue, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-05-11
S63	Uniform Securities Agent State Law Examination	1991-12-06

S65 Uniform Investment Adviser Law Examination

1993-05-11
S63 Uniform Securities Agent State Law Examination

1991-12-06

Designations

Other Names

Stephen E Jackson

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA

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