Ritchie Lewis Gomez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1997 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 12/2009 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*6254 For profit or not for profit: Name of outside business organization: Ritchie Gomez Investment related: Address of business: NYC, New York 10025 Nature of business: , Position, title, association: , Start date of relationship: 5/1/2018 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: *1086264 For profit or not for profit: Name of outside business organization: Monsignor Farrell High School Investment related: N Address of business: Staten Island, New York Nature of business: ["School, College or University"] Position, title, association: ["Other"], Start date of relationship: 12/2/2022 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties:Assistant Freshman Basketball Coach, Assistant Freshman Basketball Coach

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-29
• S63 Uniform Securities Agent State Law Examination
  1995-05-24