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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-29
NJ RA APPROVED 2020-11-12
TX RA APPROVED 2020-11-12
  • NY RA
    APPROVED
    Since 2021-10-29
  • NJ RA
    APPROVED
    Since 2020-11-12
  • TX RA
    APPROVED
    Since 2020-11-12

Branch Locations

438 Main Street 2Nd Floor, Bedminster, NJ 07921 • United States

33 Wood Avenue South Suite 600, Islelin, NJ 08830 • United States

1325 Avenue Of The Americas 27Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. St Cloud MN 12/2008 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Cetera Advisors Llc Bedminster NJ 09/2022 Present
  • 12/2008 → 09/2022
    First Allied Securities, Inc.
    St Cloud, MN
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → Present
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Bedminster, NJ
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    New York, NY
    Bedminster, NJ
    Islelin, NJ
  • 2010-05-06 → 2012-07-02
    First Allied Securities, Inc.
    Bedminster, NJ
    New York, NY
    Iselin, NJ
    San Diego, CA
Other Businesses

1.) MANHATTAN RIDGE ADVISORS LLC; DIRECT OWNER; DBA/Insurance; START DATE: 11/1/2005. 2.) QUANTUM BENEFITS; OTHER; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 05/25/2012; 8 HRS. PER MONTH. 3.) M FINANCIAL GROUP; INDEPENDENT CONTRACTOR; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 08/10/2012; 12 HRS. PER MONTH. 4.) KATZ NASSAU INC.;INDEPENDENT CONTRACTOR; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 01/25/2013; 8 HRS. PER MONTH. 5.) 438 MAIN STREET PARTNERS; OWNER; REAL ESTATE PROPERTY; START DATE 05/25/2015; 8 HOURS PER MONTH. 6.) National Social Security Planners; Independent Contractor; Marketing or Business Networking; Start date 02/15/2016; 20 hours per month. 7.) MANHATTAN RIDGE ADVISORS LLC; OWNER; HOLDING COMPANY; START DATE 7/24/2017; 4 HOURS PER MONTH. 8.) MANHATTAN RIDGE ADVISORS, LLC; AGENT; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 07/06/2017; 8 HOURS PER MONTH. 9.) THE RETIREMENT OBSESSION; AUTHOR; AUTHOR/SPEAKER/ENTERTAINER/MEDIA CONTRIBUTOR; START DATE 12/19/18; 4 HOURS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-29
S63 Uniform Securities Agent State Law Examination 1991-11-04
  • S66 Uniform Combined State Law Examination
    2021-10-29
  • S63 Uniform Securities Agent State Law Examination
    1991-11-04
Other Names
  • Steve Oliver

View on SEC IAPD

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