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Michele Hullett Compton

Raymond James Financial Services Advisors, Inc

Hickory, NC

CRD 2173667

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-07-01
  • NC RA
    APPROVED
    Since 2019-07-01

Branch Locations

1333 Second Street Ne Suite 302, Hickory, NC 28601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 03/1991 04/2017
J.W. Cole Financial, Inc. Tampa FL 04/2017 05/2019
Raymond James Financial Services, Inc. Hickory NC 05/2019 Present
Raymond James Financial Services Advisors, Inc. Hickory NC 05/2019 Present
Signature Wealth Group Hickory NC 01/2020 Present
  • 03/1991 → 04/2017
    St. Louis, MO
  • 04/2017 → 05/2019
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 05/2019 → Present
    Raymond James Financial Services, Inc.
    Hickory, NC
  • 05/2019 → Present
    Hickory, NC
  • 01/2020 → Present
    Signature Wealth Group
    Hickory, NC
Previous Registrations
Other Businesses

(1)Name of Business: Signature Wealth Group Address: 1333 Second Street NE, Hickory, NC, 28601, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Senior Wealth Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-07
S63 Uniform Securities Agent State Law Examination 1995-10-26
  • S65 Uniform Investment Adviser Law Examination
    2016-11-07
  • S63 Uniform Securities Agent State Law Examination
    1995-10-26
Other Names
  • Michele Lynn Hullett
  • Michele Lynn Hullett-Compton
  • Michele L. Hullett-Compton

View on SEC IAPD

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