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100 South Mason Street Suite C, Harrisonburg, VA 22801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2018-08-31 |
Branch Locations
100 South Mason Street, Suite C, Harrisonburg, VA 22801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Harrisonburg | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Harrisonburg | VA | 11/2016 | 08/2018 |
| Graves-Light Private Wealth Management, Inc. | Harrisonburg | VA | 08/2018 | Present |
SMITHLAND FARMS; INV RELATED; HARRISONBURG, VA; FAMILY FARM; 9.5% OWNER; START 1/5/2009; 0 HOURS PER MONTH, 0 DURING TRADING; NO DUTIES, PASSIVE OWNER.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-08-29 |
| S65 | Uniform Investment Adviser Law Examination | 1994-01-14 |
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