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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-05
  • LA RA
    APPROVED
    Since 2025-09-05

Branch Locations

2800 Youree Drive, Bldg B Suite 423, Shreveport, LA 71104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Shreveport LA 04/1996 Present
1St Global Capital Corp. Shreveport LA 01/1999 10/2019
1St Global Advisors, Inc. Shreveport LA 07/2009 10/2019
Avantax Insurance Services Shreveport LA 01/2005 09/2025
Thad Miers Financial Services Shreveport LA 11/2012 Present
Avantax Advisory Services Shreveport LA 10/2019 09/2025
Avantax Investment Services, Inc. Shreveport LA 10/2019 09/2025
Willow Chute Financial Shreveport LA 11/2024 Present
Cetera Wealth Services, Llc Shreveport LA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 04/1996 → Present
    Self
    Shreveport, LA
  • 01/1999 → 10/2019
    1St Global Capital Corp.
    Shreveport, LA
  • 07/2009 → 10/2019
    1St Global Advisors, Inc.
    Shreveport, LA
  • 01/2005 → 09/2025
    Avantax Insurance Services
    Shreveport, LA
  • 11/2012 → Present
    Thad Miers Financial Services
    Shreveport, LA
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Shreveport, LA
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Shreveport, LA
  • 11/2024 → Present
    Willow Chute Financial
    Shreveport, LA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Shreveport, LA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Shreveport, LA
  • 2009-08-03 → 2019-10-25
    1St Global Advisors Inc
    Shreveport, LA
  • 2006-05-05 → 2009-07-31
    Wealth Advisors, Inc.
    Shreveport, LA
  • 2002-11-04 → 2006-04-28
    1St Global Advisors Inc
    Shreveport, LA
Other Businesses

1) THAD M. MIERS FINANCIAL SERVICES POSITION: OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 8 START DATE: 11/01/2012 ADDRESS: Shreveport LA , United States DESCRIPTION: DBA 2) FIXED INSURANCE SALES POSITION: LICENSED AGENT NATURE: INSURANCE BROKER INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: ADDRESS: Shreveport LA , United States DESCRIPTION: SELLING OF FIXED AND GROUP INSURANCE PRODUCTS 3) AID & ATTENDANCE CONSULTING POSITION: PRESIDENT NATURE: US GOVT AID & ATTENDANCE BENEFITS INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 2 START DATE: 03/31/2014 ADDRESS: , Shreveport LA , United States DESCRIPTION: Consulting clients as to best way to complete documents to apply for VA Benefit. 4) WILLOW CHUTE FINANCIAL POSITION: Advisor NATURE: advising and implementing investment plans for clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 11/08/2024 ADDRESS: 2800 Youree Drive, Bldg B, Suite 423, Shreveport LA 71104, United States DESCRIPTION: meeting with clients and prospects and implementing investment plans

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-25
  • S65 Uniform Investment Adviser Law Examination
    2000-05-25

View on SEC IAPD

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