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Robert Charles Iorii

Wells Fargo Clearing Services, LLC

Oak Brook, IL

Westfield, IN

Indianapolis, IN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-07-26
TX RA APPROVED 2012-05-25
FL RA APPROVED 2012-03-30
IL RA APPROVED 2011-10-14
  • IN RA
    APPROVED
    Since 2022-07-26
  • TX RA
    APPROVED
    Since 2012-05-25
  • FL RA
    APPROVED
    Since 2012-03-30
  • IL RA
    APPROVED
    Since 2011-10-14

Branch Locations

1515 W 22Nd St Ste 700, Oak Brook, IL 60523 • United States

Westfield, IN • United States

8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Oakbrook IL 10/2011 11/2016
Wells Fargo Clearing Services, Llc Oakbrook IL 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-06
S63 Uniform Securities Agent State Law Examination 1991-10-18
  • S65 Uniform Investment Adviser Law Examination
    1997-12-06
  • S63 Uniform Securities Agent State Law Examination
    1991-10-18
Other Names
  • Robert Charles Jr Iorii
  • Robert Charles Iorii
  • Bob C Iorii
  • Robert Iorii

View on SEC IAPD

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Danieh Kasar

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

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