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300 Park Ave 16Th Fl, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-23 |
| NJ | RA | APPROVED | 2017-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maxim Group Llc | Woodbury | NY | 10/2002 | Present |
| Maxim Finanancial Advisors | New York | NY | 10/2017 | Present |
AR Sports (Augmented reality software for fantasy sports) located at Glen Head, NY. Owner as of 11/01/2016. NO, THIS IS NOT AN INVESTMENT RELATED BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-21 |
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