Daniel Keith Speirs

Employer firm

Cerro Pacific Wealth Advisors, LLC CRD 310825

$532M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 11/2016
  Wells Fargo Advisors Llc
  San Luis Obispo, CA
• 11/2016 → 10/2020
  Wells Fargo Clearing Services, Llc
  San Luis Obispo, CA
• 10/2020 → 02/2025
  Cerro Pacific Wealth Advisors, Llc
  San Luis Obispo, CA
• 02/2025 → Present
  Cerro Pacific Wealth Advisors, Llc
  San Luis Obispo, CA

Previous Registrations

• 2009-09-25 → 2020-10-26
  Wells Fargo Clearing Services, Llc
  San Luis Obispo, CA
• 2002-05-01 → 2009-10-02
  Rbc Capital Markets, Llc
  San Luis Obispo, CA
  San Luis Obispo, CA

Other Businesses

CO-TRUSTEE FOR FATHER 2 ACCOUNTS; INVESTMENT RELATED; SOLVANG, CA; START DATE 1/1/08; 2 HRS MONTH. RENTAL PROPERTY; INVESTMENT RELATED; SAN LUIS OBISPO, CA; 100% OWNERSHIP WITH SPOUSE; START DATE = 05/01/13; 5 HOURS DEVOTED PER MONTH; 3 DURING TRADING HOURS. RENTAL PROPERTY; INVESTMENT RELATED; SAN LUIS OBISPO, CA; 100% OWNERSHIP WITH SPOUSE; CONDO; START DATE = 11/01/13; 2 HOURS DEVOTED PER MONTH; 0 DURING TRADING HOURS. RENTAL PROPERTY; INVESTMENT RELATED; PISMO BEACH, CA; CO-OWNER; START DATE 5/2013; 10 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELATED; SAN LUIS OBISPO, CA; CO-OWNER; START DATE 7/20/2017; 2 HOURS PER MONTH; 0 HRS DURING TRADING; DUTIES: OWNER/PROPERTY MANAGER.

Exams

• S66 Uniform Combined State Law Examination
  2002-03-25