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Christine Lee

Ubs Financial Services Inc.

El Segundo, CA

Los Angeles, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-02-03
  • CA RA
    APPROVED
    Since 2009-02-03

Branch Locations

2121 Rosecrans Avenue Suite 1300, El Segundo, CA 90245 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Beverly Hills CA 01/2009 Present
Previous Registrations
  • 2008-09-24 → 2009-01-20
    Morgan Stanley & Co. Llc
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-03
S63 Uniform Securities Agent State Law Examination 1993-04-15
  • S66 Uniform Combined State Law Examination
    2009-09-03
  • S63 Uniform Securities Agent State Law Examination
    1993-04-15
Other Names
  • Christine Stribling
  • Christine Bell
  • Christine Bell
  • Christine Lee
  • Christien Lee

View on SEC IAPD

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Other Offices

MORGAN STANLEY · El Segundo, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA
LPL FINANCIAL LLC · EL SEGUNDO, CA

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