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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-23 |
| TX | RA | APPROVED_RES | 2009-12-21 |
Branch Locations
3425 40Th Avenue Nw Suite 200, Rochester, MN 55901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Rochester | MN | 10/2009 | Present |
1. Moseley Properties LLC; 738 Zumbro Oaks LN NW, Oronoco, MN 55960; Rental properties; Owner; Property management; 04/01/2004; 4 Hours per Month; Not during securities trading hours; Investment-Related. 2. Zumbro Hill LLC; 738 Zumbro Oaks LN NW Oronoco MN 55960; recreational land that is used for hunting, tending bee hives, and hay; co-owner; Take care of bills that come through maintaining property; 02/06/2013; 4.00hrs/quarter; Not during securities trading hours; Not Investment-Related. 3. SunnySide Ranch LLC; 21229 212th St, Preston, MN 559645; direct meat sales from family farm; member; no day to day operations, help on weekends; 06/04/2024; 10 hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-26 |
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