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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2010-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Beachwood | OH | 03/2009 | 11/2016 |
| Stratos Wealth Partners, Ltd | Solon | OH | 08/2010 | Present |
| Lpl Financial Llc | Hudson | OH | 08/2010 | Present |
(1) 08/23/2010 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. (2) 01/24/2011: Stratos Wealth Partners, Ltd - Registered Investment Advisor - DBA: Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - 50% Time Spent (3) 02/16/2011: Stratos Wealth Partners, Ltd - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (4) 05/19/2011: Cavu Financial LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-30 |
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