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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-01-21 |
| TX | RA | APPROVED_RES | 2014-12-02 |
| MS | RA | APPROVED | 2010-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Shreveport | LA | 04/2010 | Present |
| Bank Of America, N.A. | Shreveport | LA | 05/2011 | Present |
I*2172295, Entity Type: , Name of OBA: East Ridge Country Club, Address: Shreveport, Louisiana, 71106, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 02/01/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: board member of my country club I will be 1 of 10 board members that oversees East Ridge Country Club, which entails a golf course, tennis facility, and pool. We will be looking at ways to improve the facilities, enhance client experience at the club, and increase our membership. We will meet once a month with the golf pro, tennis pro, pool manager, general manager of the club, head chef.....to listen to feedback of what is needed to make the club the best in Shreveport. Then, we will try to implement changes to the club based on the feedback.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-06 |
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