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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-19 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | New York | NY | 01/2010 | 09/2016 |
| Raymond James & Associates, Inc. | New York | NY | 09/2016 | Present |
(1)Name of Business: 321 STOCKHOLM STREET LLC Address: 125 Court ST, APT 8SD, Brooklyn, NY, 11201, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 09/16/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: 576 6th AVENUE BROOKLYN LLC Address: 125 Court ST, APT 8SD, Brooklyn, NY, 11201, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 12/04/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Career Day USA Inc Address: 125 Court ST, APT 8SD, Brooklyn, NY, 11201, United States Activity Type: Non profit Position/Title: Officer - President Investment Related: Yes Start Date: 11/19/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I'm the president of the board of Career Day USA Inc. We have filed our paperwork to become a 501c3, but we will not receive our 501c3 status until sometime in Q1.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-03 |
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