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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-03-18
TX RA APPROVED 2021-03-18
  • CA RA
    APPROVED
    Since 2021-03-18
  • TX RA
    APPROVED
    Since 2021-03-18

Branch Locations

1635 Rosecrans St. Suite B, San Diego, CA 92106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation San Diego CA 08/2005 11/2017
Lpl Financial Llc San Diego CA 11/2017 03/2021
Trilogy Capital, Inc. San Diego CA 08/2015 03/2021
Trilogy Financial Services San Diego CA 08/2005 03/2021
Cambridge Investment Research, Inc. Fairfield IA 03/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2021 Present
Previous Registrations
  • 2015-11-23 → 2021-05-17
    San Diego, CA
    Irvine, CA
  • 2017-11-29 → 2018-04-17
    San Diego, CA
  • 2008-01-03 → 2017-11-29
    National Planning Corporation
    San Diego, CA
    San Diego, CA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 03/18/21 2) INSURANCE, 1635 Rosecrans St suite B, San Diego CA 92106, 11/2021, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MONTH 5 HR/MONTH TRADING 3) SUNSET CLIFFS CAPITAL, 1635 Rosecrans St Suite B, San Diego CA 92106, 03/2021, OWNER, SECURITIES DBA, NIR, 160 HR/MONTH 143 HR/MONTH TRADING 4) Western Pension & Benefits Council, 1635 Rosecrans St Suite B, San Diego CA 92106, 09/2021, BOARD MEMBER, PENSION EDUCATION, NIT, 2 HR/MONTH 0 HR/MONTH TRADING 5) SUNSET CLIFFS CAPITAL, San Diego CA 92106, United States, 03/18/2021, IAR, DBA Name, INV REL, 160 HR/MONTH 120 HR/MONTH TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-20
S63 Uniform Securities Agent State Law Examination 2005-08-31
  • S65 Uniform Investment Adviser Law Examination
    2007-01-20
  • S63 Uniform Securities Agent State Law Examination
    2005-08-31
Other Names
  • Isaac Hansen

View on SEC IAPD

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