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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-03-18 |
| TX | RA | APPROVED | 2021-03-18 |
Branch Locations
1635 Rosecrans St. Suite B, San Diego, CA 92106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | San Diego | CA | 08/2005 | 11/2017 |
| Lpl Financial Llc | San Diego | CA | 11/2017 | 03/2021 |
| Trilogy Capital, Inc. | San Diego | CA | 08/2015 | 03/2021 |
| Trilogy Financial Services | San Diego | CA | 08/2005 | 03/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2021 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 03/18/21 2) INSURANCE, 1635 Rosecrans St suite B, San Diego CA 92106, 11/2021, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MONTH 5 HR/MONTH TRADING 3) SUNSET CLIFFS CAPITAL, 1635 Rosecrans St Suite B, San Diego CA 92106, 03/2021, OWNER, SECURITIES DBA, NIR, 160 HR/MONTH 143 HR/MONTH TRADING 4) Western Pension & Benefits Council, 1635 Rosecrans St Suite B, San Diego CA 92106, 09/2021, BOARD MEMBER, PENSION EDUCATION, NIT, 2 HR/MONTH 0 HR/MONTH TRADING 5) SUNSET CLIFFS CAPITAL, San Diego CA 92106, United States, 03/18/2021, IAR, DBA Name, INV REL, 160 HR/MONTH 120 HR/MONTH TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-31 |
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