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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-20
IL RA APPROVED 2013-10-11
  • TX RA
    APPROVED_RES
    Since 2025-03-20
  • IL RA
    APPROVED
    Since 2013-10-11

Branch Locations

263 Shuman Blvd Ste 275, Naperville, IL 60563-7700 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc Naperville IL 10/2013 Present
Previous Registrations
Other Businesses

(1)Name of Business: THe Federalist Address: 1121 s Naper blvd, Naperville, IL, 60540, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 04/15/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: occasionally contributing op-ed's on topics generally related to finance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-22
S63 Uniform Securities Agent State Law Examination 1991-12-24
  • S65 Uniform Investment Adviser Law Examination
    1999-04-22
  • S63 Uniform Securities Agent State Law Examination
    1991-12-24

View on SEC IAPD

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