Douglas Anthony Andrews

Current Employers

Employment History

• 06/2014 → Present
  Rbc Capital Markets, Llc
  Tacoma, WA

Previous Registrations

• 1992-07-01 → 2014-06-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tacoma, WA
  Tacoma, WA

Other Businesses

(1) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INSPIRIT DBA STERLING ATHLETICS INVESTMENT RELATED: N ADDRESS OF BUSINESS: PUYALLUP, WASHINGTON 98374 NATURE OF BUSINESS: CORPORATION COMPENSATION FOR ACTIVITY: Y POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 11/01/2013 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SILENT 50% PARTNER WHO CAN PROVIDE MANAGERIAL ADVICE. (2) INSPIRIT ATHLETICS DBA STERLING ATHLETICS; 16719 110TH AVE E STE A PUYALLUP WA 98374; CUSTOMIZED SPORTING GOODS AND EQUIPMENT; 07/02/14 TO TBD; OWNER; SET GENERAL DIRECTION OF COMPANY; 8 HOURS DEVOTED PER MONTH; 0 HOURS DURING SECURITIES HOURS (3) Name of business: Multicare Good Samaritan Hospital Business Description: Hospital Whether the business is investment-related:no Address: 401 15th Ave SE Puyallup, WA 98372 Capacity: Board of Directors Start Date: 07/23/19 Duties: this board helps to select doctors and senior leadership positions Hours devoted per month: 5 hour meeting every other month Hours devoted during securities hours per month: 0.5 (4) Name of Entity: Asher 360 Non-Investment related Address of Entity: 903 Rose Way, Salado, TX 76571 Nature of OBA: Non profit providing command and control for police agencies in active shooter response Position/Title/Relationship: Board of Directors * Start Date: 03/01/23 Time Devoted: 1 hour; 0 during securities trading hours Duties: Provide guidance and advise on implementation of strategy.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-07-01
• S63 Uniform Securities Agent State Law Examination
  1991-12-24