Katherine Mary Connors

Current Employers

Employment History

• 06/1999 → 10/2019
  1St Global Capital Corp.
  Hauppauge, NY
• 08/2004 → 09/2025
  Avantax Insurance Services, Inc.
  Hauppauge, NY
• 06/2007 → 10/2019
  1St Global Advisors, Inc.
  Hauppauge, NY
• 05/1999 → 04/2021
  Avz Wealth Management, Llc
  Hauppauge, NY
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Hauppauge, NY
• 10/2019 → 09/2025
  Avantax Advisory Services
  Hauppauge, NY
• 04/2021 → Present
  Kc Wealth Management, Llc
  Bohemia, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Bohemia, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-08-26 → 2025-09-05
  Avantax Advisory Services
  Bohemia, NY
  Bohemia, NY

Other Businesses

1) KC WEALTH MANAGEMENT LLC POSITION: Member NATURE: KC Wealth Management LLC is the entity under which I will be performing my financial advisor/wealth management duties beginning 4/22/2021. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 130 START DATE: 04/22/2021 ADDRESS: 80 Orville Drive, Suite 100, Bohemia NY 11716, DESCRIPTION: Performing comprehensive financial planning and investment management duties for my Avantax clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-29
• S63 Uniform Securities Agent State Law Examination
  1997-05-27

Designations

Other Names

• Katherine Mary Spiegel
• Katie Connors