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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-15 |
| CA | RA | APPROVED | 2022-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Chase Securities Llc | Carlsbad | CA | 10/2018 | 03/2022 |
| J.P. Morgan Chase Bank, N.A. | Carlsbad | CA | 10/2018 | 03/2022 |
| Unemployed | Carlsbad | CA | 11/2017 | 09/2018 |
| United Partners | Carlsbad | CA | 03/2017 | 10/2017 |
| Unemployed | Carlsbad | CA | 09/2015 | 02/2017 |
| Graham Child Llc | Carlsbad | CA | 12/2022 | 12/2023 |
| J.P. Morgan Securities Llc | Carlsbad | CA | 04/2022 | Present |
| Jpmorgan Chase Bank, N.A | Carlsbad | CA | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-07 |
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