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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-23
LA RA APPROVED 2025-11-20
  • TX RA
    APPROVED_RES
    Since 2025-11-23
  • LA RA
    APPROVED
    Since 2025-11-20

Branch Locations

9191 Siegen Ln Bldg 1, Baton Rouge, LA 70810 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco/Private Ledger) Baton Rouge LA 09/2003 11/2025
Raymond James Financial Services, Inc. Baton Rouge LA 11/2025 Present
Raymond James Financial Services Advisors, Inc. Baton Rouge LA 11/2025 Present
  • 09/2003 → 11/2025
    Lpl Financial Llc (Formerly: Linsco/Private Ledger)
    Baton Rouge, LA
  • 11/2025 → Present
    Raymond James Financial Services, Inc.
    Baton Rouge, LA
  • 11/2025 → Present
    Baton Rouge, LA
Previous Registrations
  • 2003-11-05 → 2025-11-20
    Gonzales, LA
    Gonzales, LA
    Baton Rouge, LA
    Sicily Island, LA
Other Businesses

(1)Name of Business: Address: 9191 Siegen Ln Bldg 1, Baton Rouge, LA, 70810-2240, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: acting as an independent insurance agent to solicit and write life/health and fixed annuity policies. (2)Name of Business: G4 Properties, LLC Address: 4611 Bluebonnet Blvd Suite A, Baton Rouge, LA, 70809, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/11/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To pay 1/3 of the following expenses: annual property taxes, insurance, and maintenance when required. (3)Name of Business: Lee Wealth Advisors Address: 9191 Siegen Ln Bldg 1, Baton Rouge, LA, 70810-2240, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/17/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I practice as a financial advisor for ICD division of Raymond James. This business name is a DBA. (4)Name of Business: Lee Wealth Management, LLC Address: 18024 W Augusta Dr, Baton Rouge, LA, 70810, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/11/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner and sole member of LLC that holds working capital account for business operations

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-08-26
  • S63 Uniform Securities Agent State Law Examination
    1991-08-26
Designations
Other Names
  • Lester Hughes Lee
  • Lester Hughes Lee

View on SEC IAPD

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