Stephen Christopher Target

Current Employers

Employment History

• 06/2016 → 04/2023
  Newton One Investments, Llc
  Newark, DE
• 06/2016 → Present
  M Holdings Securities, Inc.
  Portland, OR

Previous Registrations

• 2016-07-14 → 2023-04-26
  N1 Advisors
  Newark, DE
• 2011-12-09 → 2016-06-10
  Pillar Wealth Advisors, Llc
  West Chester, PA
• 2008-06-20 → 2016-06-09
  Hornor, Townsend & Kent, Llc
  Conshohocken, PA

Other Businesses

1) PROVIDING INSURANCE SALES UNDER THE NAME OF STEPHEN TARGET, INVESTMENT-RELATED, 131 Continental Drive, STE. 206, Newark, DE, 19713, INSURANCE SALES FOR MULTIPLE CARRIERS. OWNER/AGENT, START DATE: JANUARY 1990, APPROX. NUMBER OF HOURS/MONTH: 30-40, THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: 30-40, DUTIES: LIFE, DISABILITY, HEALTH AND LTC INSURANCE SALES. 2) ADVISORY BOARD-PETE'S SAKE CANCER RESPITE, NOT INVESTMENT-RELATED, PLYMOUTH MEETING, PA, CHARITABLE, ADVISORY BOARD MEMBER, START DATE: 2011, APPROXIMATE NUMBER OF HOURS/MONTH: LESS THAN 10, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: ACT AS AN ADVISOR TO THE ACTUAL BOARD OF DIRECTORS. 3) FOUNDING FORWARD; 140 S. BROAD STREET, PHILADELPHIA, PA 19102; BOARD OF DIRECTORS; NOT INVESTMENT RELATED; BOARD MEMBER; PERFORM DUTIES TO SUPPORT THE NON-PROFIT FOUNDATION; 07/01/2019; 5 HRS/MTH; 2 HRS/MTH DURING TRADING HOURS 4) NEWTON ONE, LLC; 131 CONTINENTAL DR., SUITE 206, NEWARK, DE 19713; MEMBER FIRM AFFLIATION; INVESTMENT RELATED; PARTNER; LIFE INSURANCE SALES; 12/2018; 120 HOURS PER MONTH; 6 HOURS PER MONTH DURING TRADING HOURS. 5) M FINANCIAL GROUP PRODUCT DEVELOPMENT GROUP COMMITTEE MEMBER; 131 CONTINENTAL DR, SUITE 206, NEWARK, DE 19713; FINANCIAL SERVICES; INVESTMENT RELATED; COMMITTEE MEMBER OF THE PRODUCT DEVELOPMENT GROUP; 7/1/25; 2 HO/MO; 2 HO/MO DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-06-19
• S63 Uniform Securities Agent State Law Examination
  1991-08-30

Designations