Scott Evan Zelnick

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO

Previous Registrations

• 2010-05-26 → 2015-12-04
  Barclays Capital Inc.
  New York, NY
  New York, NY
• 1994-11-16 → 2002-10-14
  Lehman Brothers Inc.
  New York, NY

Other Businesses

1. MZ Captial LLC; 130 East 67th St, New York, NY 10065; Personal Investments; Member; Investments; 09/01/2005; 0 Hours per Day; Not during securities trading hours; Investment-Related. 2. JEMS Realty Holdings LLC; 130 East 67th Street; New York, NY 10065; Real estate holding company; Managing Member; Full power and authority, to manage, control, administer LLC; 09/07/2022; 0 Hours per Day; Not during securities trading hours; Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-05
• S63 Uniform Securities Agent State Law Examination
  1991-09-23