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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-06-20 |
| TX | RA | APPROVED_RES | 2010-09-10 |
| RI | RA | APPROVED | 1995-01-01 |
Branch Locations
51 Jefferson Blvd Ste 2, Warwick, RI 02888 • United States
1515 S Federal Hwy Ste 152, Boca Raton, FL 33432 • United States
Lighthouse Point, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Boca Raton | FL | 07/1991 | 03/2020 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 03/2020 | Present |
Business Ownership; Elder Care Collaborative; owner; collaborative to help families deal with the issues of the elderly; 2410 NE 44th Court, , Lighthouse Point, FL, 33064; Not Investment-Related; 03/06/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Bait Monkey LLC; Owner; Sale of live bait to fishermen for fishing and tournaments; 2410 NE 44th Ct, , Lighthouse Point, FL, 33064; Not Investment-Related; 08/23/2024; 1 to 9 hours per month; 0 during trading hours / Reel Monkey Fishing; Owner; Participation in prize money fishing tournaments; 2410 NE 44th Ct, , Lighthouse Point, FL, 33064; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Lifebridge, Inc; Owner; Legal Entity to manage practice and do divorce mediation services previously approved as member of RI Divorce Mediation Group also to do expert witness testimony that is non fact based; 2410 NE 44th Ct, , lighthouse Point, FL, 33064; Not Investment-Related; 05/01/2016; 0 hours per month; 0 during trading hours / SunStone Family Office; Co-owner; Consulting; 1515 S Federal Highway, Suite 152, Boca Raton, FL, 33432; Not Investment-Related; 04/14/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Paul Capuzziello/DBA Divorce Mediation Group; Divorce mediation services; 1515 S , Suite 152, Boca Raton, FL, 33432; Not Investment-Related; 09/29/2015; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-17 |
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