Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-06-20
TX RA APPROVED_RES 2010-09-10
RI RA APPROVED 1995-01-01
  • FL RA
    APPROVED
    Since 2016-06-20
  • TX RA
    APPROVED_RES
    Since 2010-09-10
  • RI RA
    APPROVED
    Since 1995-01-01

Branch Locations

51 Jefferson Blvd Ste 2, Warwick, RI 02888 • United States

1515 S Federal Hwy Ste 152, Boca Raton, FL 33432 • United States

Lighthouse Point, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Boca Raton FL 07/1991 03/2020
Ameriprise Financial Services, Llc Boca Raton FL 03/2020 Present
Other Businesses

Business Ownership; Elder Care Collaborative; owner; collaborative to help families deal with the issues of the elderly; 2410 NE 44th Court, , Lighthouse Point, FL, 33064; Not Investment-Related; 03/06/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Bait Monkey LLC; Owner; Sale of live bait to fishermen for fishing and tournaments; 2410 NE 44th Ct, , Lighthouse Point, FL, 33064; Not Investment-Related; 08/23/2024; 1 to 9 hours per month; 0 during trading hours / Reel Monkey Fishing; Owner; Participation in prize money fishing tournaments; 2410 NE 44th Ct, , Lighthouse Point, FL, 33064; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Lifebridge, Inc; Owner; Legal Entity to manage practice and do divorce mediation services previously approved as member of RI Divorce Mediation Group also to do expert witness testimony that is non fact based; 2410 NE 44th Ct, , lighthouse Point, FL, 33064; Not Investment-Related; 05/01/2016; 0 hours per month; 0 during trading hours / SunStone Family Office; Co-owner; Consulting; 1515 S Federal Highway, Suite 152, Boca Raton, FL, 33432; Not Investment-Related; 04/14/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Paul Capuzziello/DBA Divorce Mediation Group; Divorce mediation services; 1515 S , Suite 152, Boca Raton, FL, 33432; Not Investment-Related; 09/29/2015; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-03-19
S63 Uniform Securities Agent State Law Examination 1991-10-17
  • S65 Uniform Investment Adviser Law Examination
    1992-03-19
  • S63 Uniform Securities Agent State Law Examination
    1991-10-17
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Warwick, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor