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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-05-18 |
| NY | RA | APPROVED | 2021-06-16 |
| CT | RA | APPROVED | 2019-09-04 |
| TX | RA | APPROVED | 2019-08-09 |
Branch Locations
55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 05/2012 | 08/2019 |
| Morgan Stanley | New York | NY | 08/2019 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2019 | Present |
*384624 - ST FXC LLC; Investment related; Real estate rental property; Landlord (proprietor, partner, officer, director, employee, trustee, agent); Dec 2019.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-28 |
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