Best Investors Account Sign in

John Eugene Geoghan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Red Bank, NJ

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-06
NJ RA APPROVED 2025-10-27
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • NJ RA
    APPROVED
    Since 2025-10-27

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Pittsburgh PA 07/1992 09/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayne NJ 09/2025 Present
Previous Registrations
  • 2006-01-10 → 2025-09-29
    Ubs Financial Services Inc.
    Princeton, NJ
    Red Bank, NJ
    Westfield, NJ
    Rockville, MD
    Wall, NJ
    Pittsburgh, PA
    Red Bank, NJ
    Florham Park, NJ
    Florham Park, NJ
    Florham Park, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-11-14
  • S63 Uniform Securities Agent State Law Examination
    1996-11-14

View on SEC IAPD

Other Firms

CLEAR WAVE WEALTH MANAGEMENT, LLC
MILLINGTON SECURITIES, LLC
HARTSHORNE GROUP, LLC
WBI INVESTMENTS, LLC
PRINCETON CAPITAL MANAGEMENT LLC
ATLAS PRIVATE WEALTH ADVISORS
DONALD W. CASH & ASSOCIATES, LLC
IEM ASSET MANAGEMENT, LLC

Other Investors

MATTHEW FRANK WILK
JOSEPH MICHAEL GALLO
Robert Daniel Morgan
Jason Thostesen
DONALD ROBERT SCHREIBER
JOSEPH CAJIGAL
CAELAN ANGUS MCCARTHY
ALFRED RIVES BERKELEY

Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

More in Red Bank, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor