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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-07-05 |
| TX | RA | APPROVED | 2023-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ann Arbor | MI | 07/1991 | 04/2023 |
| Bank Of America, N.A. | Ann Arbor | MI | 06/2011 | 05/2020 |
| Raymond James Financial Services, Inc. | Brighton | MI | 04/2023 | Present |
| Quadrant A Capital Management | Brighton | MI | 04/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Brighton | MI | 04/2023 | Present |
(1)Name of Business: Quadrant A Capital Management Address: 142 Brighton Lake Rd, Brighton, MI, 48116-1738, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/03/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: I perform duties of financial advisor along with the branch manager and owner, Phil Spoljarick.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-23 |
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