Mark Allen Mann

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1991 → 04/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ann Arbor, MI
• 06/2011 → 05/2020
  Bank Of America, N.A.
  Ann Arbor, MI
• 04/2023 → Present
  Raymond James Financial Services, Inc.
  Brighton, MI
• 04/2023 → Present
  Quadrant A Capital Management
  Brighton, MI
• 04/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Brighton, MI

Previous Registrations

• 1995-02-01 → 2020-06-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ann Arbor, MI
  Ann Arbor, MI

Other Businesses

(1)Name of Business: Quadrant A Capital Management Address: 142 Brighton Lake Rd, Brighton, MI, 48116-1738, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/03/2023 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: I perform duties of financial advisor along with the branch manager and owner, Phil Spoljarick.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-07-05
• S63 Uniform Securities Agent State Law Examination
  2023-05-23

Other Names

• Mark Allen Mann
• Mark A Mann