Mark Manjoong Yoon

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → 06/2021
  Rootn Global Investors
  Seoul
• 06/2010 → Present
  Myoon, Llc
  Great Neck, NY
• 10/2023 → 03/2024
  Fincadia, Arete Wealth Management Llc, Arete Wealth Advisors
  New York, NY
• 03/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 03/2021 → 03/2022
  Silicon2 Co, Ltd.
  Seongnam-Si
• 06/2024 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2024-02-05 → 2024-03-20
  Arete Wealth Advisors, Llc
  New York, NY
  Chicago, IL

Other Businesses

LLC; Investment-related; Great Neck, NY; Investing in public equities and options for own capital; Sole member (100% owned); Managing member; June 2010; 2-4 hours (it was substantially higher during period of working full-time); 0-2 hours; Portfolio manager. I*1779270, Entity Type,For Profit Name of OBA:Myoon, LLC Address:Great Neck,NY,11021 Investment Related: YESPosition, Title, Association:General Partner/Managing Member Employee Start Date: 06/25/2010No Hours:0.5WEEKLY No Hours during trading: 0Duties:This is a sole-member LLC established on 6/25/2010, and is nothing but an entity holding 2 brokerage accounts, on which I trade stocks and options separately from my personal brokerage accounts. The LLC is 100% owned by myself, and has no customers, no fee revenues and no activities whatsoever beyond trading my own capital for own investment income.

Exams

• S66 Uniform Combined State Law Examination
  2024-02-03
• S63 Uniform Securities Agent State Law Examination
  1991-10-14

Other Names

• Mark Yoon
• Manjoong Yoon
• Mark M Yoon