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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-26
IL RA APPROVED 2016-04-21
  • TX RA
    APPROVED
    Since 2023-07-26
  • IL RA
    APPROVED
    Since 2016-04-21

Branch Locations

1700 Park St. Ste 200, Naperville, IL 60563 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Naperville IL 04/2016 Present
Kestra Investment Services, Llc Naperville IL 01/2001 Present
Previous Registrations
  • 2001-02-13 → 2011-04-29
    Kestra Investment Services, Llc
    Naperville, IL
Other Businesses

Name: Busey Bank Investment Related: Yes Address: 24 West Gartner, Suite 104 Naperville IL 60540 Nature of Business: Loan/Mortgage/Lending Related; Other Bank or Credit Union Position, Title or Relationship: Director Start Date: 1/1/2007 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: support the bank where possible Name: Partners Wealth Management, Inc. Investment Related: Yes Address: 1700 Park Street Suite 200 Naperville IL 60563 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Legal/Attorney/Trustee/Executor; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner, Managing Partner Start Date: 4/15/2001 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: fiduciary to clients Name: Park LLC Investment Related: Yes Address: 1700 park street naperville IL 60563 Nature of Business: Real Estate Position, Title or Relationship: I am the sole owner of both entities. Start Date: 5/1/2001 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Manage both entities. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: TOXIN FREE FUTURE NFP DBA ZERO MATTERS POSITION: Chairperson of the Board & Director NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2025 ADDRESS: 220 E North Avenue, Villa Park IL 60181, United States DESCRIPTION: The Chairperson of the Board for Zero Matters leads the Board of Directors in fulfilling its governance and strategic responsibilities, ensuring the organization remains mission-driven and compliant with its bylaws. The Chairperson presides over board meetings, sets agendas in collaboration with the President, and facilitates informed decision-making. Serving as the primary liaison between the Board and the President, the Chairperson provides guidance, oversight, and support while fostering board engagement, accountability, and active participation in fundraising, advocacy, and strategic initiatives.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-08-28
  • S63 Uniform Securities Agent State Law Examination
    1991-08-28
Designations

View on SEC IAPD

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