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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-07-02 |
| MN | RA | APPROVED | 2013-11-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Duluth | MN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Duluth | MN | 03/2020 | Present |
Business Ownership; HHLLNT; General partner. Pay office expenses.; Consulting; 227 W 1st St, , Duluth, MN, 55802; Not Investment-Related; 03/01/2014; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Trustee.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-08-02 |
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