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Needham & Company, LLC CRD 16360
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
250 Park Avenue 10Th Floor, New York, NY 10177 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-20 |
Branch Locations
250 Park Avenue 10Th Floor, New York, NY 10177 • UNITED STATES
Long Beach Township, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Investments, Llc | Chicago | IL | 01/2011 | 11/2020 |
| Needham & Company, Llc | New York | NY | 01/2021 | Present |
Gamers Softball; Not Investment-Related; Kenilworth, NJ; Coach; Start Date: Jan 2021; Hours per month: 18-20 hours; Hours during trading per month: 0; Coaching Club Softball
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-02 |
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