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Current Employers
Needham & Company, Llc

250 Park Avenue 10Th Floor, New York, NY 10177 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-20
  • NY RA
    APPROVED
    Since 2021-03-20

Branch Locations

250 Park Avenue 10Th Floor, New York, NY 10177 • UNITED STATES

Long Beach Township, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Investments, Llc Chicago IL 01/2011 11/2020
Needham & Company, Llc New York NY 01/2021 Present
  • 01/2011 → 11/2020
    Nuveen Investments, Llc
    Chicago, IL
  • 01/2021 → Present
    New York, NY
Previous Registrations
Other Businesses

Gamers Softball; Not Investment-Related; Kenilworth, NJ; Coach; Start Date: Jan 2021; Hours per month: 18-20 hours; Hours during trading per month: 0; Coaching Club Softball

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-11
S63 Uniform Securities Agent State Law Examination 1993-12-02
  • S65 Uniform Investment Adviser Law Examination
    2011-02-11
  • S63 Uniform Securities Agent State Law Examination
    1993-12-02
Other Names
  • Willam Joseph Dejianne
  • William Joseph Dejianne

View on SEC IAPD

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