Todd Russell Ustby

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-01-21

MN RA
APPROVED

Since 2014-01-21

Branch Locations

1110 6Th St Nw, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Rochester	MN	08/2005	Present

08/2005 → Present

Lpl Financial, Llc

Rochester, MN

Other Businesses

(1) 09/16/2005: No Business Name - Investment Related - Outside/W-2 Employment - Build Houses. (2) 11/13/2006: The Charles Rocca Trust - Investment Related - Act in a Fiduciary Capacity - Time Spent 2%. (3) 11/8/2016: Ustby Construction - Investment Related - Rochester, MN - Real Estate Rental - Started 05/01/2005 - 10 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-08-16

S63 Uniform Securities Agent State Law Examination

1991-08-16

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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