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John Francis O'BRien

Eagle Strategies LLC

New York, NY

South Windsor, CT

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2009-09-23
  • CT RA
    APPROVED
    Since 2009-09-23

Branch Locations

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

South Windsor, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Ins Co. Purchase NY 07/1996 Present
Nylife Distributors Llc New York NY 04/2005 Present
  • 07/1996 → Present
    New York Life Ins Co.
    Purchase, NY
  • 04/2005 → Present
    Nylife Distributors Llc
    New York, NY
Other Businesses

The Misfit Toys; band doing shows at various events; not investment related; since March 2018; 6 hours per month not during normal business hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-21
S63 Uniform Securities Agent State Law Examination 1996-07-29
  • S65 Uniform Investment Adviser Law Examination
    2009-09-21
  • S63 Uniform Securities Agent State Law Examination
    1996-07-29
Other Names
  • John Francis Obrian
  • John Francis Obrien

View on SEC IAPD

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