James C Marshal

Current Employers

Employment History

• 08/2012 → 04/2019
  Institute For Wealth Advisors, Inc. F/K/A: Cherry Investment Adv
  Palm Bay, FL
• 04/2019 → Present
  The Institute For Wealth Management Llc
  Denver, CO

Previous Registrations

• 2013-03-27 → 2019-04-30
  Institute For Wealth Advisors, Inc.
  Melbourne, FL
• 2004-01-13 → 2013-03-04
  Spc
  Melbourne, FL
  Melbourne, FL
• 2001-01-19 → 2003-09-12
  Summit Financial Group Inc
  Indialantic, FL

Other Businesses

Mr. Marshal also provides personal CFO services for nonprofit and for profit businesses that include compiling and analyzing financial information in support of proper accounting entries into business ERP systems, such as general ledger entries that detail business transactions. He also monitors for proper compliance with GAAP standards and company procedures. prepares annual budget(s), collects appropriate data for the preparation of Federal, State, and local reports and tax returns. Consults with Business owners and their Comptroller/Accounting staff. Provides payroll services (via ADP Workforce NOW), and other A/R related activities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-12
• S63 Uniform Securities Agent State Law Examination
  1997-04-15

Other Names

• Jim Austin Cundiff
• James A Cundiff
• James Austin Cundiff