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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-07-10
TX RA APPROVED 2016-03-29
FL RA APPROVED 2013-06-25
  • NC RA
    APPROVED
    Since 2020-07-10
  • TX RA
    APPROVED
    Since 2016-03-29
  • FL RA
    APPROVED
    Since 2013-06-25

Branch Locations

277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States

300 S Us Highway 1, Jupiter, FL 33477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Estero FL 06/2013 09/2016
Jawsome Inc. Cape Coral FL 09/2014 01/2020
J.P. Morgan Securites Llc Jupiter FL 09/2016 Present
Jpmorgan Chase Bank, N.A. Jupiter  FL 06/2013 Present
  • 06/2013 → 09/2016
    Estero, FL
  • 09/2014 → 01/2020
    Jawsome Inc.
    Cape Coral, FL
  • 09/2016 → Present
    J.P. Morgan Securites Llc
    Jupiter, FL
  • 06/2013 → Present
    Jpmorgan Chase Bank, N.A.
    Jupiter , FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-07
S63 Uniform Securities Agent State Law Examination 1991-08-21
  • S65 Uniform Investment Adviser Law Examination
    1999-10-07
  • S63 Uniform Securities Agent State Law Examination
    1991-08-21
Designations
Other Names
  • Lisa Carol Russel
  • Lisa Carol Russel
  • Lisa Carol Dorweiler
  • Lisa Carol Russel
  • Lisa Carol Nagel

View on SEC IAPD

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