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Rebecca Marie Hellman

Raymond James & Associates, Inc.

Kirkland, WA

Stifel, Nicolaus & Company, Incorporated

Bellevue, WA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-25
WA RA APPROVED 2026-08-25
  • TX RA
    APPROVED
    Since 2026-08-25
  • WA RA
    APPROVED
    Since 2026-08-25

Branch Locations

3500 Carillon Pt., Kirkland, WA 98033 • United States

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-04
WA RA APPROVED 2017-03-14
  • TX RA
    APPROVED_RES
    Since 2021-03-04
  • WA RA
    APPROVED
    Since 2017-03-14

Branch Locations

10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Seattle WA 11/2014 03/2017
Stifel Nicolaus & Co Inc Seattle WA 03/2017 08/2026
Raymond James & Associates, Inc. Kirkland WA 08/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-20
S63 Uniform Securities Agent State Law Examination 1993-07-08
  • S65 Uniform Investment Adviser Law Examination
    2000-10-20
  • S63 Uniform Securities Agent State Law Examination
    1993-07-08

View on SEC IAPD

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