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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2013 | 02/2024 |
| Equitable Advisors, Llc | New York | NY | 05/2013 | 02/2024 |
| J.P. Morgan Securities Llc | La Crescenta | CA | 03/2024 | Present |
| Jpmorgan Chase Bank, N.A. | La Crescenta | CA | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-12 |
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