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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-06-01 |
Branch Locations
4000 Foothill Blvd, La Crescenta, CA 91214 • United States
350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States
1801 N Hacienda Blvd, La Puente, CA 91744 • United States
3603 Peck Rd, El Monte, CA 91731 • United States
2101 S Atlantic Blvd, Monterey Park, CA 91754 • United States
11934 Garvey Ave, El Monte, CA 91732 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Los Angeles | CA | 06/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-22 |
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