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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-03
  • CA RA
    APPROVED
    Since 2022-06-03

Branch Locations

Mission Viejo, CA • United States

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Los Angeles CA 03/2014 05/2022
International Assets Advisory, Llc Mission Viejo CA 06/2022 Present
International Assets Investment Management, Llc Mission Viejo CA 06/2022 Present
Previous Registrations
  • 2014-04-01 → 2022-06-06
    Los Angeles, CA
    San Antonio, TX
    Fountain Valley, CA
    La Canada-Flintridge, CA
    La Canada-Flintridge, CA
    Los Angeles, CA
    Burbank, CA
    La Cresenta, CA
    Tujunga, CA
    Ft Lauderdale, FL
    Newbury Park, CA
    Burbank, CA
    Fountain Valley, CA
    Fort Mill, SC
    Fresno, CA
    San Antonio, TX
    Citrus Heights, CA
    Glendale, CA
  • 2006-09-15 → 2014-04-24
    Los Angeles, CA
    Los Angeles, CA
  • 1999-09-23 → 2006-09-26
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 6/2022 - APPROX 40 HRS/MO - FEE BASED COMPENSATION 2) MCW WEALTH MANAGEMENT - MISSION VIEJO, CA 91214 - PRIVATE LABEL ENTITY FOR FINANCIAL BUSINESS - OWNER/ADVISOR SINCE 6/2022 - APPROX 200 HRS/MO - COMMISSIONS/FEES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-23
S63 Uniform Securities Agent State Law Examination 1999-08-09
  • S65 Uniform Investment Adviser Law Examination
    1999-08-23
  • S63 Uniform Securities Agent State Law Examination
    1999-08-09

View on SEC IAPD

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