Trevor Lynn Shaner

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-08-16
TX	RA	APPROVED_RES	2003-07-08
IA	RA	APPROVED	1999-01-01

MN RA
APPROVED

Since 2023-08-16
TX RA
APPROVED_RES

Since 2003-07-08
IA RA
APPROVED

Since 1999-01-01

Branch Locations

1075 Jordan Creek Parkway Suite 100, West Des Moines, IA 50266 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	West Des Moines	IA	06/1992	Present

06/1992 → Present

Ubs Financial Services Inc.

West Des Moines, IA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-11-27
S63	Uniform Securities Agent State Law Examination	1992-10-05

S65 Uniform Investment Adviser Law Examination

1992-11-27
S63 Uniform Securities Agent State Law Examination

1992-10-05

Other Names

Trevor L Shaner

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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