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Laurence Mitchell Guberman

Constantine Barry Asset Management (Cbam)

New York, NY

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Current Employers
Constantine Barry Asset Management (Cbam)

445 Park Avenue 9Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2013-07-16
  • PA RA
    APPROVED
    Since 2013-07-16

Branch Locations

590 Madison Avenue, Suite 1800, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bear, Stearns & Co. Inc. New York NY 01/1998 Present
  • 01/1998 → Present
    Bear, Stearns & Co. Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-22
S63 Uniform Securities Agent State Law Examination 1994-03-25
  • S65 Uniform Investment Adviser Law Examination
    2013-06-22
  • S63 Uniform Securities Agent State Law Examination
    1994-03-25
Other Names
  • Laurence M Guberman

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