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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-10
FL RA APPROVED 2023-07-03
  • TX RA
    APPROVED_RES
    Since 2023-08-10
  • FL RA
    APPROVED
    Since 2023-07-03

Branch Locations

7284 West Palmetto Park Road Suite 106, Boca Raton, FL 33433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Boca Raton FL 03/2010 07/2021
New York Community Bank Boca Raton FL 08/2010 07/2021
Securian Financial Services Inc St Paul MN 07/2021 08/2023
Minnesota Life Insurance Co St Paul MN 07/2021 08/2023
Evershore Financial Group Boca Raton FL 07/2021 Present
Cetera Wealth Services, Llc El Segundo CA 06/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 03/2010 → 07/2021
    Boca Raton, FL
  • 08/2010 → 07/2021
    New York Community Bank
    Boca Raton, FL
  • 07/2021 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 07/2021 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 07/2021 → Present
    Evershore Financial Group
    Boca Raton, FL
  • 06/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-07-27 → 2023-08-10
    Securian Financial Services, Inc.
    Boca Raton, FL
    St. Paul, MN
  • 2019-12-12 → 2021-09-16
    West Palm Beach, FL
    Palm Beach Gardens, FL
    Lake Worth, FL
    Lake Worth, FL
    Wellington, FL
    Boca Raton, FL
    Boca Raton, FL
    Fort Mill, SC
    Boca Raton, FL
Other Businesses

1) EVERSHORE FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/26/2021 ADDRESS: 3300 PGA Blvd, Palm Beach Gardens FL 33410, United States DESCRIPTION: Other: Fixed Annuity Fixed insurance 2) MUEHLENBECK FINANCIAL POSITION: Owner NATURE: For Accounting Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/17/2023 ADDRESS: 8452 CALABRIA LAKES DRIVE, BOYNTON BEACH FL 33473-4949, United States DESCRIPTION: Using business name for accounting purposes only. No stationary, no business cards, and no advertising 3) NAME OF OTHER BUSINESS: EVERSHORE FINANCIAL ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-03
S63 Uniform Securities Agent State Law Examination 2006-07-13
  • S66 Uniform Combined State Law Examination
    2019-12-03
  • S63 Uniform Securities Agent State Law Examination
    2006-07-13

View on SEC IAPD

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