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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-08 |
| HI | RA | APPROVED | 2023-11-06 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
4515 Falls Of Neuse Rd Ste 100, Raleigh, NC 27609 • United States
Wake Forest, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Raleigh | NC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Raleigh | NC | 03/2020 | Present |
Independent Insurance Brokering; American General Life Insurance Co; 05/15/2014; / Met Life; 03/01/2011; . Other Business Activities; Finance Committee memmer; I have been asked to be on the Finance Committee of my church Wake Forest Presbyterian; 12605 Capital Blvd, , Wake Forest, NC, 27587; Investment-Related; 02/01/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-09-20 |
| S65 | Uniform Investment Adviser Law Examination | 1991-09-06 |
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