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John Christopher Higgins

Mml Investors Services, LLC

Lubbock, TX

Wolfforth, TX

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-03-09
  • TX RA
    APPROVED
    Since 2005-03-09

Branch Locations

9117 Milwaukee Avenue Suite 400, Lubbock, TX 79424 • United States

Wolfforth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Lubbock TX 02/2005 Present
Mml Investor Service Inc Lubbock TX 03/2005 Present
  • 02/2005 → Present
    Massmutual
    Lubbock, TX
  • 03/2005 → Present
    Mml Investor Service Inc
    Lubbock, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-22
S63 Uniform Securities Agent State Law Examination 1991-08-16
  • S65 Uniform Investment Adviser Law Examination
    1999-02-22
  • S63 Uniform Securities Agent State Law Examination
    1991-08-16
Other Names
  • Chris Higgins
  • John C Higgins
  • J Christopher Higgins

View on SEC IAPD

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Other Offices

HIGH PLAINS INVESTMENT ADVISORS, INC. · LUBBOCK, TX
AMICUS FINANCIAL ADVISORS, LLC · LUBBOCK, TX
AIM ADVISORY GROUP, LLC · LUBBOCK, TX
AMICUS FINANCIAL ADVISORS, LLC · Lubbock, TX
INDEPENDENT WEALTH NETWORK, INC. · Lubbock, TX
LPL FINANCIAL LLC · LUBBOCK, TX
INDEPENDENT WEALTH NETWORK, INC. · Lubblock, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lubbock, TX

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