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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-17
CA RA APPROVED 2007-11-29
  • TX RA
    APPROVED
    Since 2009-06-17
  • CA RA
    APPROVED
    Since 2007-11-29

Branch Locations

2301 Rosecrans Ave, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated El Segundo CA 07/2005 Present
Previous Registrations
  • 2004-03-23 → 2005-07-26
    A. G. Edwards & Sons, Inc.
    Beverly Hills, CA
Other Businesses

I*94152 For profit or not for profit: For-Profit Organization Name of outside business organization: Cliff Meidl Enterprises, LLC Investment related: N Address of business: HAWTHORNE, California 90250 Nature of business: Family Business, Position, title, association: Other, I do not have any operating function at this time Start date of relationship: 12/31/2015 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Husband does public speaking, he's spokesperson for "safety" organizations, i.e. GA 811, CGA, speaks for 811 industry, Call before you Dig, I'm only on LLC as a 5% ownership, I don't have any day-to-day to responsibilities. has me on as his wife.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-08
S63 Uniform Securities Agent State Law Examination 1998-10-12
  • S66 Uniform Combined State Law Examination
    2007-11-08
  • S63 Uniform Securities Agent State Law Examination
    1998-10-12
Other Names
  • Lisa Marie Babagian

View on SEC IAPD

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