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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-12 |
| CA | RA | APPROVED | 2005-03-22 |
Branch Locations
4883 East La Palma Avenue # 501A, Anaheim Hills, CA 92807 • United States
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-09-19 |
Branch Locations
22405 E. La Palma Ave, Yorba Linda, CA 92887 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Anaheim | CA | 03/2005 | Present |
1. WISE STEWARD CORPORATION POSITION: Statutory Agent - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1991 ADDRESS: 4883 E. La Palma Avenue #501A, Anaheim CA 92807, United States DESCRIPTION: Fixed Insurance Sales Also a RIA with NWF Advisory Services. 2. NWF ADVISORY; POSITION: IAR NATURE: RIA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/15/2015 ADDRESS: 11835 W. Olympic Blvd., Los Angeles CA 90064; DESCRIPTION: RIA DESCRIPTION: Fixed Insurance Sales
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-07-17 |
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