Lisa P Zarkin

Current Employers

Employment History

• 11/2006 → 12/2025
  Zoo On Yoo
  Naperville, IL
• 02/1992 → Present
  Plansmart Financial Services
  Naperville, IL
• 09/2009 → Present
  Lpl Financial, Llc
  Naperville, IL
• 05/2017 → Present
  Sequoia Wealth Management, Llc
  Naperville, IL

Previous Registrations

• 1998-02-17 → 2009-09-08
  Waterstone Financial Group, Inc.
  Naperville, IL
  Itasca, IL
• 1998-01-28 → 2006-09-22
  Heritage Capital Management Inc
  Naperville, IL
• 1999-09-30 → 2002-12-31
  Sterling Portfolio Allocation Service Inc
  Naperville, IL

Other Businesses

1. 04/06/2010 - PlanSmart Financial Services, Inc. - INV REL - AT REPORTED LOCATION - Tax Prep/Accounting/CPA 2. 11/30/2010 - PlanSmart Financial Services, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3. 10/12/2015 - Layla Bali - NOT INV REL -Naperville, IL - Author - START 09/21/2015 - 20 hours per month/ 10 hours during trading - I wrote a book and am self-publishing it. 4. 5/10/2017 - SEQUOIA WEALTH MANAGEMENT, LLC - DBA: (HYBRID) Sequoia Wealth Management - investment related - At reported business location(s) - Registered Investment Advisor Hybrid - IAR - start 04/21/2017 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through SEQUOIA WEALTH MANAGEMENT, LLC, an independent investment advisor firm. I started this business activity in 04/2017. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 3/26/2019 - HARMONEY, LLC - Investment Related - NAPERVILLE, IL - Real Estate Rental - Start Date: 03/23/2019 - 4 Hours Per Month/0 Hours During Securities Trading. 6. 7/15/2019 - Sequoia Financial Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 04/21/2017 - 10 Hours Per Month/10 Hours During Securities Trading - Sell Life Insurance and Long Term Care Life mainly. 7. 08/21/2019 - Lisa Zarkin Author - Investment related - Naperville, IL - Author - start date 08/05/2019 - 10 hrs/mo - 0 hrs during trading. 8. LPL Financial Broker Dealer Registered Representative since 09/2009 Investment Related

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-13
• S63 Uniform Securities Agent State Law Examination
  1991-10-02

Designations

Other Names

• Lisa P Carava
• Lisa P Carava
• Lisa Pauline Ballotti
• Lisa P Ballotti
• Lisa Ballotti