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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-15
  • FL RA
    APPROVED
    Since 2023-08-15

Branch Locations

1801 Hermitage Blvd, Suite 170, Tallahassee, FL 32308 • United States

Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-12-10
GA RA APPROVED 2018-12-03
  • FL RA
    APPROVED
    Since 2018-12-10
  • GA RA
    APPROVED
    Since 2018-12-03

Branch Locations

1801 Hermitage Blvd. Suite 170, Tallahassee, FL 32308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Tallahassee FL 09/1990 Present
National Life Of Vermont Montpelier VT 09/1990 Present
Lucile C. Dodd Trust Tallahassee FL 06/1995 Present
Dog Island Ventures, Inc Dog Island FL 09/2005 10/2016
Big Bend Hospice Foundation Tallahassee FL 10/2003 10/2016
Allen & Mooney Investments Thomasville FL 09/2005 10/2016
Allen, Mooney & Barnes Brokerage Services Thomasville GA 12/2006 10/2016
Barnes Capital Group Tallahassee FL 10/2014 Present
Lpl Financial, Llc Tallahassee FL 10/2016 Present
Independent Financial Partners Tallahassee FL 10/2016 11/2018
Independent Advisor Alliance, Llc Tallahassee FL 11/2018 Present
  • 09/1990 → Present
    Self Employed
    Tallahassee, FL
  • 09/1990 → Present
    National Life Of Vermont
    Montpelier, VT
  • 06/1995 → Present
    Lucile C. Dodd Trust
    Tallahassee, FL
  • 09/2005 → 10/2016
    Dog Island Ventures, Inc
    Dog Island, FL
  • 10/2003 → 10/2016
    Big Bend Hospice Foundation
    Tallahassee, FL
  • 09/2005 → 10/2016
    Allen & Mooney Investments
    Thomasville, FL
  • 12/2006 → 10/2016
    Allen, Mooney & Barnes Brokerage Services
    Thomasville, GA
  • 10/2014 → Present
    Barnes Capital Group
    Tallahassee, FL
  • 10/2016 → Present
    Tallahassee, FL
  • 10/2016 → 11/2018
    Tallahassee, FL
  • 11/2018 → Present
    Tallahassee, FL
Previous Registrations
Other Businesses

1.10/03/2016:Lucile Dodd Trust - Act in a Fiduciary Capacity--InvRel--3093 Peachtree Dr. NE, Atlanta, GA--Start 1988--1 Hr/Mo; 2% Time Spent--trustee, oversee investments, distributions, tax filing for Beatrice Dodd 2.10/03/2016:Barnes Capital Group--DBA for LPL Business (entity for LPL business)--InvRel--318 N. Calhoun St, Tallahassee, Fl 32301--Start 10/01/2014--150 Hr/Mo; 5 Hour(s) During Securities Trading; 100% Time Spent 3.10/03/2016:Barnes Holdings LLC--Business Entity For Tax/Investment Purposes Only--InvRel--318 N Calhoun St, Tallahassee, FL--Start 10/01/2014--100% Time Spent--Holdings is 9% owner of Barnes Benefit Consultants LLC and Barnes Capital Advisors LLC 4.10/03/2016:Westminster Retirement Community--Non-Profit Board Member--Not InvRel--At Reported Business Location(s)--Start 2008--1 Hr/Mo; 0 Hour(s) During Securities Trading; 1% Time Spent--board member 5.10/03/2016:Barnes Capital Advisors, LLC--Business Entity For Tax/Investment Purposes Only--InvRel--318 N Calhoun St--Start 10/1/2014--120 Hr/Mo; 6 Hour(s) During Securities Trading; 85% Time Spent 6.10/03/2016:Barnes Benefits Consultants, LLC--Non-Variable Insurance--InvRel--318 N Calhoun St, Tallahassee, FL 32301--Start 10/01/2014--120 Hr/Mo; 3 Hour(s) During Securities Trading; 50% Time Spent--life, disability, ltc, dental, vision 7.10/05/2016:Barnes Capital Group--RIA/DBA--DBA:(HYBRID) Barnes Capital Group--InvRel-- 318 N Calhoun St, Tallahassee, FL 32301--Start 10/01/2014--120 Hr/Mo; 6 Hour(s) During Securities Trading; 85% Time Spent--IAR 8.11/28/2018:Independent Advisor Alliance--IRegistered Investment Advisor Hybrid - Inv Rel - At Reported Business Location(s) --Started11/27/2018--160 Hours Per Month/8 Hours During Securities Trading--I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 11/28/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9.11/28/2018:Independent Advisor Alliance--DBA:(Hybrid) Barnes Capital Group--InvRel--At Reported Business Location(s)--RIA/DBA--Started11/27/2018--160 Hours Per Month/8 Hours During Securities Trading. You are approved based on the specific facts provided in this request. Since the RIA accommodates IARs not affiliated with LPL Financial, you are prohibited from using the RIA name to represent your LPL Financial securities business. 10.12/20/2018:Barnes Benefits Consultants--InvRel--AtReptBusLoc--RIA/DBA--Started11/27/2018--160 Hours Per Month/8 Hours During Securities Trading--I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 12/20/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-04
S63 Uniform Securities Agent State Law Examination 1991-09-24
  • S65 Uniform Investment Adviser Law Examination
    2006-05-04
  • S63 Uniform Securities Agent State Law Examination
    1991-09-24
Designations
Other Names
  • Stan Barnes

View on SEC IAPD

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