Best Investors
Account
Sign in
Best Investors
Account
Sign in
Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| GA | RA | APPROVED | 2005-10-19 |
| FL | RA | APPROVED | 2005-10-17 |
| NJ | RA | APPROVED | 2005-09-30 |
| NC | RA | APPROVED | 2005-09-30 |
Branch Locations
666 3Rd Avenue, New York, NY 10017 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | New York | NY | 01/2003 | Present |
NON INVESTMENT RELATED-UNPAID-BOARD PRESIDENT, ROBLINN CORP-CO-OP APARTMENT BULDING AT MY RESIDENCE. JULY 2020-PRESENT. 2 HOURS PER MONTH-NON TRADING HOURS, INTERVIEW POTENTIAL BUYERS & COMMUNICATE WITH RESIDENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-02 |
Reach out to this advisor