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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-02-24 |
| NY | RA | APPROVED | 2025-02-21 |
Branch Locations
1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Princeton | NJ | 01/2019 | 02/2025 |
| Wells Fargo | Princeton | NJ | 04/2018 | 01/2019 |
| Pnc Bank | Princeton | NJ | 04/2017 | 04/2018 |
| Loan Depot | Princeton | NJ | 10/2016 | 04/2017 |
| Weichert Financial | Princeton | NJ | 12/2015 | 09/2016 |
| Ubs | New York | NY | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-25 |
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